ICI Viewpoints
What We Learned at the 2024 Investment Management Conference
March 25, 2024—Set against the backdrop of continued regulatory and legislative uncertainty, the...
Comment Letter
ICI and IDC Supplemental PCAOB NOCLAR Comment Letter
March 18, 2024—The Investment Company Institute and Independent Directors Council filed a joint...
Comment Letter
ICI Follow-Up Comment Letter on Proposed Amendments to FINRA Rule 2210
In late February, FINRA proposed to further amend Rule 2210 (Communications with the Public) (the...
Comment Letter
ICI Comment Letter on Proposed Amendments to FINRA Rule 2210
Last month, FINRA filed with the SEC proposed amendments to Rule 2210 (Communications with the...
Comment Letter
ICI Comment Letter on SEC's Safeguarding Advisory Client Assets Proposal
On September 12, 2023, ICI, along with 25 other trade associations, filed a supplemental joint...
Comment Letter
ICI and IDC Joint Comment Letter to the PCAOB's Proposed Amendments
On August 7, 2023, the Investment Company Institute and Independent Directors Council filed a joint...
Comment Letter
ICI Comment Letter on SEC's Proposed Revisions to Regulation S-P
The Investment Company Institute supports the U.S. Securities and Exchange Commission’s proposal to...
Comment Letter
ICI Comment Letter on Proposed Cybersecurity Risk Management Rule for Investment Companies and Inves...
The Investment Company Institute appreciates the opportunity to provide its comments in response to...