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Securities Law Developments Conference 
December 14, 2010 
Washington, DC

Conference Highlights

  • Keynote address given by Carlo di Florio, Director of the SEC’s Office of Compliance Inspections and Examinations
  • Luncheon address given by Todd Cipperman, Principal, Cipperman Compliance Services
  • Panel discussions on:
    • The regulatory landscape after the Dodd-Frank Wasll Street Reform and Consumer Protection Act
    • Recent and upcoming regulatory developments at the SEC
    • SEC enforcement and private litigation
    • Investment company use of derivatives
  • A conversation with three former directors of the SEC's Division of Investment Management on the future of the Commission, the Division, and the SEC regulation of the fund industry.