2002
- Comment Letter on Annual Accounting Support Fee Under Sarbanes-Oxley (pdf) Dec 20, 2002
- Comment Letter on German Tax Legislation (pdf) Dec 20, 2002
- Comment Letter on Proposal Addressing Abusive Tax Avoidance Transactions Dec 20, 2002
- Comment Letter on Annual Accounting Support Fee Under Sarbanes-Oxley Dec 20, 2002
- Comment Letter on Efforts to Combat Abusive Tax Shelter Transactions Dec 20, 2002
- Comment Letter on German Tax Legislation Dec 20, 2002
- Comment Letter on Proposal Addressing Abusive Tax Avoidance Transactions (pdf) Dec 20, 2002
- Comment Letter on SEC Corporate Disclosure Proposals Dec 9, 2002
- ICI Comments on SEC Fund Proxy Voting Proposal, December 2002 Dec 6, 2002
- Comment Letter on Amex Closed-End Fund Listing Program Dec 6, 2002
- ICI Comments on SEC Fund Proxy Voting Proposal (pdf) Dec 6, 2002
- Comment Letter on Amex Closed-End Fund Listing Program (pdf) Dec 6, 2002
- Letter Urging Illinois Legislators to Enact College Savings Legislation Dec 4, 2002
- Letter Urging Illinois Legislators to Enact College Savings Legislation (pdf) Dec 4, 2002
- Comment Letter on Anti-Money Laundering Programs for Unregistered Funds, November 2002 Nov 22, 2002
- Comment Letter on Anti-Money Laundering Programs for Unregistered Funds (pdf) Nov 22, 2002
- Letter to FASB on Stock Option Disclosure Proposal, November 2002 Nov 4, 2002
- Letter on NFMA Best Practices Proposal Concerning Municipal Securities (pdf) Nov 1, 2002
- Letter on NFMA Best Practices Proposal Concerning Municipal Securities, November 2002 Nov 1, 2002
- Comment Letter on NYSE, Nasdaq Stock Option Approval Proposals, November 2002 Nov 1, 2002
- Comment Letter on SEC CEO Certification Proposal, October 2002 Oct 16, 2002
- Letter Concerning Legislation Increasing Annual Retirement Plan Contribution Limits, October 2002 Oct 10, 2002
- Institute Urges Congress to Fully Fund the SEC for Fiscal-Year 2003 Before Adjourning, October 2002 Oct 10, 2002
- Comment Letter Supporting Proposal to Help Investors Evaluate Investments, October 2002 Oct 2, 2002
- Comment Letter Supporting Proposal to Help Investors Evaluate Investments (pdf) Oct 1, 2002
- Comment Letter on Issues Relating to Collective Investment Funds (pdf) Sep 27, 2002
- Comment Letter on Issues Relating to Collective Investment Funds, October 2002 Sep 27, 2002
- Comment Letter on Issues Relating to Collective Investment Funds (pdf) Sep 27, 2002
- Comment Letter on Issues Relating to Collective Investment Funds, October 2002 Sep 27, 2002
- Comment Letter on SEC Investment Adviser Rule Amendments, September 2002 Sep 24, 2002
- Comment Letter on SEC Investment Adviser Rule Amendments (pdf) Sep 24, 2002
- Comment Letter Addressing Potential Analyst Conflicts of Interest (pdf) Sep 23, 2002
- Comment Letter Addressing Potential Analyst Conflicts of Interest, September 2002 Sep 23, 2002
- Comment Letter on SEC Corporate Reform Rules (pdf) Sep 20, 2002
- Comment Letter on SEC Corporate Reform Rules, September 2002 Sep 20, 2002
- Comment Letter on Anti-Money Laundering Rules and Transition Period, September 2002 Sep 6, 2002
- Comment Letter on Proposed Transaction Disclosure for Registered Investment Companies, September 2002 Sep 5, 2002
- Comment Letter on Performance Standards for Custodians, September 2002 Sep 3, 2002
- Association Comments on Risk-Based Approach for Anti-Money Laundering Standards, September 2002 Aug 30, 2002
- Comment Letter on Simplification of Distribution Procedures for IRA Beneficiaries, August 2002 Aug 29, 2002
- Comment Letter on SEC Form 8-K Proposal, August 2002 Aug 23, 2002
- Institute Comments to FASB on Stock Option Accounting Standards, August 2002 Aug 21, 2002
- Comment Letter on CEO Certification Proposal, August 2002 Aug 16, 2002
- Comment Letter on Improvements to Existing Settlement System, August 2002 Aug 12, 2002
- Comment Letter on SEC Fund Advertising Proposal, August 2002 Jul 31, 2002
- Comment Letter on Changes to Singapore's Shareholder Reporting Rules, August 2002 Jul 30, 2002
- Comment Letter on NYSE Corporate Governance and Disclosure Report, July 2002 Jul 19, 2002
- Comment Letter on NYSE Corporate Governance and Disclosure Report, July 2002 Jul 19, 2002
- Comment Letter on SEC Critical Accounting Proposal Jul 19, 2002
- ICI Comment Letters on Report of NYSE Committee on Corporate Accountability and Listing Standards Jul 19, 2002
- Comment Letter on SEC Proposal Regarding Fund Transactions with Certain Affiliates, July 2002 Jul 19, 2002
- Comment Letter on Proposed EU Reporting Rules for Institutional Investors, July 2002 Jul 8, 2002
- Letter to Senate Urging Accounting and Auditing Reform, July 2002 Jul 8, 2002
- Letter on California Assembly Bill 2506, July 2002 Jul 2, 2002
- Comment Letter to Treasury on Simplification of Tax Rules, July 2002 Jun 28, 2002
- ICI Urges SEC to Improve Disclosure of Trading by Corporate Insiders, June 2002 Jun 24, 2002
- California Senate Bill 1386, June 2002 Jun 14, 2002
- Comment Letter on Canadian Concept Proposal on Mutual Funds, June 2002 Jun 7, 2002
- Comment Letter on Issues Raised by Proposed Anti-Money Laundering Rule, May 2002 May 29, 2002
- Comment Letter to SEC on Corporate Financial Reporting, May 2002 May 21, 2002
- Institute Issues Statement to the NYSE Corporate Accountability and Listing Standards Committee, May 2002 May 17, 2002
- Letter Regarding Recommendations for European Settlement, Clearance System, May 2002 May 3, 2002
- Second Letter Recommending Improvements to Industry Regulation, May 2002 May 1, 2002
- Letter Recommending Improvements to Industry Regulation, May 2002 May 1, 2002
- Letter on Possible Changes to European Securities Ownership Reporting Rules, April 2002 Apr 25, 2002
- Comment Letter on Research Analyst Disclosure Proposal, April 2002 Apr 18, 2002
- Comment Letter Concerning Investor Representation on Financial Accounting Standards Board, April 2002 Apr 17, 2002
- Comment Letter on Efforts to Combat Money Laundering and Terrorist Activity, April 2002 Apr 3, 2002
- Comment Letter Recommending Improved Section 529 Plan Tax Disclosure, April 2002 Apr 1, 2002
- Comment Letter on Recordkeeping Requirements for Section 529 Programs, March 2002 Mar 22, 2002
- Letter to Treasury Urging Simplified Tax Rules, July 2002 Mar 22, 2002
- Comment Letter on NASD's Proposed Anti-Money Laundering Program Standards, March 2002 Mar 18, 2002
- Joint Institute, SIA Letter Urging State Officials to Make Tax Code Changes, March 2002 Mar 7, 2002
- Comment Letter on MSRB'S Municipal Market Professional Guidance, March 2002 Mar 4, 2002
- Comment Letter on Proposed Suspicious Activity Reporting Rules, March 2002 Mar 1, 2002
- Comment Letter on Deadline for Using Revised IRS Forms, February 2002 Feb 21, 2002
- Comment Letter on Amendments to Rules Covering Communications with the Public, February 2002 Feb 13, 2002
- Comment Letter on Proposed AIMR Trade Management Guidelines, February 2002 Feb 12, 2002
- Comment Letter on Correspondent Account Rules Proposed Under Patriot Act, February 2002 Feb 11, 2002
- Comment Letter on Proposed Regulation of Catch-Up Provisions, January 2002 Jan 31, 2002
- Comment Letter on Proposed Amendments to Rules Governing Use of Depositories, February 2002 Jan 31, 2002
- Comment Letter on Proposed Amendments to Rules Governing Use of Depositories, February 2002 Jan 31, 2002
- Comment Letter on Proposed Amendments to Fund Merger Rules, January 2002 Jan 18, 2002
- Comment Letter on Proposed Amendments to MSRB Qualification Requirements, January 2002 Jan 15, 2002
- Comment Letter on Issues Raised by Actively Managed ETFs, January 2002 Jan 14, 2002
- Letter on Proposal to Allow Joint Ventures with Chinese Companies, January 2002 Jan 11, 2002
- Letter on Efforts to Eliminate Chilean Capital Restrictions, January 2002 Jan 10, 2002
- Comment Letter Regarding SEC Guidance on Riskless Principal Transactions, January 2002 Jan 4, 2002
