2003
- ICI Comment Letter on Director Nominee Rule Proposal (pdf) Dec 22, 2003
- ICI Urges SEC Rulemaking on Soft Dollars, Directed Brokerage, December 2003 Dec 16, 2003
- Comment Letter on Changes to Fund of Fund Investment Rules (pdf) Dec 3, 2003
- Comment Letter on New NYSE, Nasdaq Corporate Governance Standards (pdf) Dec 3, 2003
- Institute Recommends Changes to NYSE Corporate Governance Proposal (pdf) Dec 2, 2003
- Comment Letter on CESR's Role in Regulating UCITS (pdf) Dec 1, 2003
- ICI Letter Supporting Amex Director Independence Proposal (pdf) Nov 21, 2003
- ICI Comments on Enhanced Breakpoint Disclosure Requirements, November 2003 Nov 20, 2003
- Letter on New Amex Rule Requiring Shareholder Approval of Equity Compensation Plans (pdf) Nov 5, 2003
- Comment Letter on Efforts to Simplify 401(k) Rules (pdf) Oct 22, 2003
- ICI Comments on EU Capital Adequacy Proposal (pdf) Oct 15, 2003
- Comment Letter Urging China's Regulators to Open Securities Markets to All Investors (pdf) Oct 7, 2003
- ICI Supports Repeal of NYSE Rule 500 (pdf) Oct 1, 2003
- ICI Chairman Calls for Mutual Fund Representation on NYSE Board, September 2003 Sep 30, 2003
- Comment Letter on Proposed Disclosure Regarding Director Nomination, Communication Processes (pdf) Sep 15, 2003
- Matt Fink Letter to SEC Chairman Agreeing to Assist with SEC Inquiry (pdf) Sep 5, 2003
- Institute Letter on Proposal Promoting Foreign Investment in U.S. Funds, August 2003 Aug 8, 2003
- Comment Letter on Barriers to Entry in Chinese Asset Management Industry (pdf) Aug 7, 2003
- Comment Letter on Barriers to Entry in Chinese Asset Management Industry, August 2003 Aug 7, 2003
- Comment Letter on EU Approach to Improving Shareholder Rights in Europe (pdf) Aug 7, 2003
- Comment Letter on Implementing Decreased Tax on Foreign Dividends (pdf) Jul 31, 2003
- Comment Letter on SEC Concept Release on Credit Rating Agencies, July 2003 Jul 30, 2003
- Comment Letter on Nasdaq Proposed Code of Conduct, July 2003 Jul 30, 2003
- ICI Letter Supporting Adviser Anti-Money Laundering Program Requirement (pdf) Jul 7, 2003
- ICI Letter to SEC on Hedge Fund Investing (pdf) Jul 2, 2003
- ICI Letter to Congress Re H.R. 2458 (pdf) Jun 26, 2003
- ICI Comments on Customer Identification Program (pdf) Jun 24, 2003
- Institute Letter on the Regulation of Nasdaq-Listed Securities (pdf) Jun 19, 2003
- Letter to SEC in Support of Decimalization (pdf) May 19, 2003
- Comment Letter on NYSE Proposal to Improve Corporate Governance, May 2003 May 9, 2003
- Statement on Hedge Funds, May 2003 Apr 30, 2003
- Letter Supporting Measures to Simplify IRA Distribution Rules (pdf) Apr 24, 2003
- Letter Supporting Proposal to Provide Investors with Investment Analysis Tool (pdf) Apr 24, 2003
- Letter to Illinois Supporting Conformity Between State, Federal Tax Treatment of 529 Plans (pdf) Apr 24, 2003
- Comment Letter on NASD Proposal to Enhance Independent Directors' Role, April 2003 Apr 22, 2003
- Comment Letter on Measures to Improve Compliance with Securities Laws (pdf) Apr 17, 2003
- Comment Letter on Proposed Fund Fees for New Accounting Oversight Board (pdf) Apr 4, 2003
- Comment Letter Urging Japan to Provide Equal Tax Treatment of Foreign, Domestic Investments (pdf) Mar 24, 2003
- Comment Letter on Efforts to Combat Money Laundering Activity (pdf) Mar 21, 2003
- Comment Letter on SEC Burden Estimates Concerning Proxy Voting Filing (pdf) Mar 13, 2003
- Institute Sends Letter to Congress Addressing Effective SEC Regulation (pdf) Feb 24, 2003
- Comment Letter Supporting Proposed Audit Committee Standards (pdf) Feb 19, 2003
- Institute Supports Improved Cost, Portfolio Disclosure for Fund Shareholders (pdf) Feb 14, 2003
- Comment Letter on Indian Regulations Governing Financial Institutional Investors (pdf) Feb 10, 2003
- Comment Letter on Changes to Procedures for Accounting for Stock Options, February 2003 Feb 3, 2003
- Letter on Proposed EU Capital Requirements (pdf) Jan 30, 2003
- Institute Corresponds with NASD on Sales Charge Breakpoints, January 2003 Jan 14, 2003
- Comment Letter on Auditor Independence Proposal (pdf) Jan 13, 2003
- Comment Letter Regarding Sale of 529 Plan Securities Through Employers (pdf) Jan 10, 2003
