2012
- ICI Comment Letter on MSRB Proposed Rule G-45 and Form G-45 to Collect Data on 529 Plans (pdf) Dec 20, 2012
- ICI Comments to IRS on Simple IRA Plan Information Collection Request (pdf) Dec 17, 2012
- ICI and ICI Global's Comment Letter on ESMA's Consultation on MiFID Remuneration Policies (pdf) Dec 7, 2012
- ICI and ICI Global Comment Letter to European Commission on the Regulation of Indices (pdf) Nov 29, 2012
- ICI Submits Letter to National Futures Association on Bylaw 1101 Compliance (pdf) Nov 26, 2012
- ICI Comment Letter on FINRA Notice Regarding TRACE Reporting (pdf) Nov 12, 2012
- ICI Comment Letter on NASDAQ Proposal for New ETF Order Type Pegged to INAV (pdf) Nov 8, 2012
- Joint Letter Regarding Global and Extraterritorial Financial Transaction Tax Proposals (pdf) Nov 6, 2012
- ICI Files Letter with MSRB Regarding Retail Order Periods (pdf) Nov 2, 2012
- ICI Comment Letters in Response to Proposed Rule Changes by the NYSE and Nasdaq to Modify Listing Rules for Compensation Committees (pdf) Nov 1, 2012
- ICI Comment Letter on FATCA Guidance and the IGAs (pdf) Oct 23, 2012
- ICI Files Letter Regarding Banking Organizations' Regulatory Capital Proposals (pdf) Oct 22, 2012
- Coalition Letter to Korea Regarding Effective Denial of Treaty Benefits (pdf) Oct 22, 2012
- ICI Comment Letter On FASB Liquidation Basis Accounting Proposal (pdf) Oct 19, 2012
- ICI Global Comment Letter on UCITS VI (pdf) Oct 18, 2012
- ICI and ICI Global Letter on IOSCO Market Surveillance Consultation Oct 11, 2012
- IDC Comment Letter on SEC's Proposal To Permit General Solicitation and General Advertising By Privately Offered Funds (pdf) Oct 5, 2012
- ICI Comments on Proposed Rules to Implement the JOBS Act (pdf) Oct 5, 2012
- ICI Files Letter Regarding MSRB's Proposal to Enhance Transaction Data on the Real-Time Transaction Reporting System (pdf) Sep 28, 2012
- ICI Participates in Joint Buy-Side Trade Association Letters on FX Swaps and FX Forwards (pdf) Sep 28, 2012
- ICI and ICI Global Comment Letter in Response to Proposed Margin Requirements for Uncleared Derivatives by Basel Committee on Banking Supervision and IOSCO (pdf) Sep 27, 2012
- ICI and ICI Global Comment Letter on ESMA's AIFMD Remuneration Guidelines (pdf) Sep 27, 2012
- ICI Submission Requesting Confirmation that U.S. Mutual Funds are Not Subject to New French Trust Reporting Rules (pdf) Sep 26, 2012
- ICI Comment Letter On FASB Liquidity Risk Disclosure Proposal (pdf) Sep 25, 2012
- ICI Letter to Hong Kong SFC on Electronic Trading Consultation Paper (pdf) Sep 24, 2012
- ICI Files Comment Letter with MSRB on Proposal to Collect 529 Plan Data from Primary Distributors on Form G-45 (pdf) Sep 14, 2012
- ICI and ICI Global Comment Letter on Wheatley Review of LIBOR (pdf) Sep 7, 2012
- ICI and Banks File Joint Supplemental Comment Letter on Credit Risk Retention Proposal's Application to Tender Option Bond Programs (pdf) Aug 31, 2012
- ICI and the Retirement Plan Community's Letter to the SEC Regarding Proposed Money Market Fund Reforms (pdf) Aug 21, 2012
- ICI's Comment Letter on SEC Regulatory Initiatives Under Title II of the JOBS Act (pdf) Aug 17, 2012
- ICI Letter on SEC Order Relating to Exchange Market Maker Incentive Programs (pdf) Aug 16, 2012
- ICI Comment Letter on SEC's Statement on Sequencing of Compliance Dates for Final Rules for Security-Based Swaps (pdf) Aug 13, 2012
- ICI and ICI Global Submit Comments to European Securities and Markets Authority on the Regulation of OTC Derivatives (pdf) Aug 6, 2012
- ICI Files Comment Letter on MSRB Concept to Require Disclosure of Financial Incentives and Conflicts of Interest (pdf) Jul 30, 2012
- ICI/ICI Global Letter Regarding India's Draft GAAR Guidelines (pdf) Jul 30, 2012
- ICI Comment Letter on CFTC's Proposed Rules Prohibiting Aggregation of Orders to Satisfy Minimum Block Sizes or Cap Size Requirements (pdf) Jul 26, 2012
- ICI's Letter to Treasury Secretary Geithner on the 2012 Annual Report of the Financial Stability Oversight Council (pdf) Jul 25, 2012
- ICI Comment Letter on IOSCO Liquidity Risk Management for CIS Consultation (pdf) Jul 20, 2012
- ICI Letter to SEC on FINRA Fees for Review of Advertising Material (pdf) Jul 19, 2012
- ICI Submits Comment Letter to DOL on the SEC TDF Study (pdf) Jul 9, 2012
- ICI Comment Letter on MSRB's Proposal to Eliminate Large Trade Size Masking on Price Transparency Reports Jun 29, 2012
- Follow-Up Letter to IRS on Request for Check-The-Box Guidance (pdf) Jun 26, 2012
- ICI Letter on NYSE Arca Proposal to Establish a Market Maker Incentive Program (pdf) Jun 11, 2012
- Institute Letter on European Commisson's Green Paper on Shadow Banking (pdf) Jun 8, 2012
- ICI Files Letter with OCC Regarding Proposal to Revise Requirements for Short-Term Investment Funds (pdf) Jun 8, 2012
- ICI Letter to Sweden Requesting Clarifications that U.S. Mutual Funds Qualify as Exempt Fund Undertakings (pdf) Jun 1, 2012
- ICI Submits Letter on FSB Report on Securities Lending and Repos (pdf) May 29, 2012
- ICI Comment Letter: IOSCO Money Market Fund Systemic Risk Analysis and Reform Options (pdf) May 25, 2012
- ICI Submits Advance Comments on JOBS Act Rulemaking (pdf) May 22, 2012
- ICI Submits Comment Letter on the SEC TDF Study (pdf) May 21, 2012
- Institute Letter on IOSCO Consultation on Fund Valuation Principles (pdf) May 18, 2012
- ICI Letter on CFTC's Minimum Block Trade Reproposal (pdf) May 14, 2012
- ICI Comment Letter on FinCEN's Advance Notice of Proposed Rulemaking on Possible Customer Due Diligence Obligation for Financial Institutions (pdf) May 4, 2012
- ICI Letter on NASDAQ Proposal to Establish the Market Quality Program (pdf) May 3, 2012
- ICI Comment Letter on Proposed RMD Exception for Longevity Annuity Contracts (pdf) May 3, 2012
- ICI Files Comment Letter with SEC on Proposed "Red Flag" Identity Theft Rules (pdf) May 1, 2012
- ICI Recommendations for 2012-2013 Treasury/IRS Guidance Priority List - Retirement Plan Items (pdf) May 1, 2012
- ICI Global Comment Letter on FATCA Proposed Regulations (pdf) Apr 30, 2012
- ICI Letter on Proposed Enhanced Prudential Standards for "SIFIs" and Large Bank Holding Companies (pdf) Apr 30, 2012
- ICI Submission on Proposed FATCA Regulations (pdf) Apr 30, 2012
- Joint Statement from the U.S., UK, France, Germany, Italy, and Spain re: FATCA Implementation (pdf) Apr 28, 2012
- ICI Letter to IRS regarding Web Posting of Form 8937 (pdf) Apr 24, 2012
- ICI Files Comment Letter and Cost-Benefit Analysis on CFTC Rule 4.5 Harmonization Proposal (pdf) Apr 24, 2012
- Comment Letter from Joint Trades on Proposed Tax Amendments in the Indian Finance Bill 2012 (pdf) Apr 17, 2012
- ICI Letter to Korea Regarding Form that U.S. Funds Should Use to Claim Treaty Relief (pdf) Apr 13, 2012
- ICI Files Comment Letter with MSRB Regarding Retail Order Periods (pdf) Apr 13, 2012
- ICI/ICI Global Letter Opposing Tax Provisions in India Finance Bill (pdf) Apr 3, 2012
- ICI Files Comment Letter with MSRB Supporting E-Dissemination of 529 Plan Documents (pdf) Apr 2, 2012
- ICI Comment Letter on ESMA's Proposed Guidelines for UCITS ETFs and Other UCITS Issues Apr 2, 2012
- ICI Letter to California Opposing Tax on Services (pdf) Mar 29, 2012
- Comment Letter from Joint Trades on Electronic Delivery Guidance under Section 404(a) of ERISA (pdf) Mar 28, 2012
- Survey Results: Joint Trades on Electronic Delivery Guidance under Section 404(a) of ERISA (pdf) Mar 27, 2012
- ICI Global Comment on ESMA Discussion Paper on Key Concepts Under AIFMD and Types of AIFM (pdf) Mar 23, 2012
- ICI Comment Letter in Response to SEC Comment Request for Study Regarding Financial Literacy Among Investors (pdf) Mar 23, 2012
- Letter to Indian Regulators Regarding Know Your Customer Requirements (pdf) Mar 9, 2012
- Developments Relating to Recent Regulatory Proposals Applicable to "SIFIS" and Large Bank Holding Companies Mar 5, 2012
- Institute Submits Another Response to DOL Request on IRA Data Feb 24, 2012
- ICI, EFAMA, IMMFA Send Joint Letter to IOSCO Regarding Money Market Fund Reform Feb 16, 2012
- ICI Global Comment Letter on Volcker Rule (pdf) Feb 14, 2012
- ICI Comment Letter on FASB Investment Company Proposal (pdf) Feb 14, 2012
- ICI Files Comment Letter on SEC Proposal Prohibiting ABS Conflicts of Interest (pdf) Feb 13, 2012
- ICI Files Comment Letter on "Volcker Rule" Proposal (pdf) Feb 13, 2012
- ICI Files Comment Letter on CFTC Proposal to Make a Swap Available to Trade (pdf) Feb 13, 2012
- ICI Submits Information to IOSCO on Money Market Fund Reform (pdf) Feb 8, 2012
- ICI Opposes MFA Rulemaking Petition on Hedge Fund Advertising (pdf) Feb 7, 2012
- ICI and ICI Global Joint Response to MiFID Questionnaire Feb 3, 2012
- Joint ICI/ICI Global Letters on International Tax Issues (pdf) Jan 20, 2012
- ICI Letter on Proposed Amendments to FINRA Advertising Rules (pdf) Jan 18, 2012
- ICI Letter to Bombay Stock Exchange on Data Provided to Indian Tax Authority (pdf) Jan 18, 2012
