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- ICI and ICI Global Comment on IOSCO's Principles for Financial Benchmarks (pdf) May 16, 2013
- ICI Comment Letter on Nasdaq's Proposed Rule Change to Require Listed Companies to Have Internal Audit Function (pdf) Mar 28, 2013
- Frequently Asked Questions About the U.S. ETF Market Jan 4, 2013
- ICI and ICI Global Comment Letter to European Commission on the Regulation of Indices (pdf) Nov 29, 2012
- ICI Comment Letter on NASDAQ Proposal for New ETF Order Type Pegged to INAV (pdf) Nov 8, 2012
- ICI Letter to Hong Kong SFC on Electronic Trading Consultation Paper (pdf) Sep 24, 2012
- ICI Letter on SEC Order Relating to Exchange Market Maker Incentive Programs (pdf) Aug 16, 2012
- ICI Letter on NASDAQ Proposal to Establish the Market Quality Program (pdf) May 3, 2012
- ICI Submission on Proposed FATCA Regulations (pdf) Apr 30, 2012
- Frequently Asked Questions About How ETFs Compare with Other Investments Dec 15, 2011
- Frequently Asked Questions About ETFs and Retail Investors Dec 15, 2011
- Frequently Asked Questions About ETF Basics and Structure Dec 15, 2011
- ICI Submits Comment Letter on SEC's Concept Release on Funds' Use of Derivatives (pdf) Nov 7, 2011
- ICI Responds to Senate Banking Committee Hearing on Exchange-Traded Funds Oct 19, 2011
- ICI Letter on ESMA Consultation on Guidelines for Systems and Controls in a Highly Automated Trading Environment (pdf) Oct 3, 2011
- ICI Letter on ESMA's Policy Orientations on Guidelines for UCITS ETFs and Structured UCITS (pdf) Sep 30, 2011
- ICI Letter on IOSCO Consultation on the Impact of Technological Changes on Market Integrity and Efficiency (pdf) Aug 12, 2011
- Joint Letter Regarding CFTC Proposal for Temporary Relief from Self-Effectuating Provisions of Dodd-Frank Act (pdf) Jul 1, 2011
- ICI Letter on SEC Short Sale Reporting Study (pdf) Jun 23, 2011
- ICI Letter on "Limit Up-Limit Down" Proposal (pdf) Jun 22, 2011
- ICI Letter Regarding Phase In Schedule for Swaps Rules (pdf) Jun 10, 2011
- Joint Industry Letters Regarding Self-Operative Derivatives Provisions of the Dodd-Frank Act (pdf) Jun 10, 2011
- ICI Letter on Treasury's Proposed Exemption for FX Swaps and Forwards from Definition of Swap (pdf) Jun 6, 2011
- ICI Comment Letter on FSB Note on "Potential Financial Stability Issues Arising From Recent Trends in Exchange-Traded Funds" (pdf) May 16, 2011
- ICI Letter on SEC Proposal Regarding Listing Standards for Compensation Committees (pdf) Apr 28, 2011
- ICI Letter on IOSCO Review of Dark Liquidity (pdf) Feb 11, 2011
- ICI Letter on CFTC Proposal for Real-Time Reporting of Swap Transaction Data (pdf) Feb 7, 2011
- ICI Letter on European Commission Review of MiFID (pdf) Feb 2, 2011
- ICI Letter on CFTC Request for Comment on Anti-Disruptive Trading Practices Authority Contained in Dodd-Frank Act (pdf) Jan 3, 2011
- ICI Response to Kauffman Foundation Paper Nov 11, 2010
- ICI Comment Letter on SEC Concept Release on Proxy System (pdf) Oct 21, 2010
- ICI Comment Letter on SEC Consolidated Audit Trail Proposal (pdf) Aug 9, 2010
- ICI Comment Letter on Expansion of Single Stock Circuit Breakers Pilot Program (pdf) Jul 23, 2010
- ICI Letter Regarding SRO Clearly Erroneous Execution Rules (pdf) Jul 23, 2010
- ICI Follow-Up Submission for SEC Market Structure Roundtable (pdf) Jun 24, 2010
- ICI Comment Letter on SEC Large Trader Reporting Proposal (pdf) Jun 22, 2010
- ICI Comment Letter on Single Stock Circuit Breakers (pdf) Jun 3, 2010
- ICI Submission for SEC Market Structure Roundtable (pdf) Jun 1, 2010
- ICI Comment Letter on SEC Concept Release on Equity Market Structure Apr 21, 2010
- Frequently Asked Questions About Exchange-Traded Funds Feb 2, 2010
- ICI Comment Letter on SEC Flash Order Proposal Nov 23, 2009
- ICI Comment Letter on Proposed Changes to NYSE Corporate Governance Requirements (pdf) Oct 8, 2009
- ICI Welcomes SEC Proposal to Simplify Launch of ETFs, May 2008 May 22, 2008
- ICI Comment Letter on SEC's ETF Rule Proposal (pdf) May 19, 2008
- ICI Urges House Leaders to Advance Tax Legislation Concerning Exchange-Traded Notes (pdf), November 2007 Nov 1, 2007
- ICI Comments on California Tax Withholding Regulations Affecting Fund Distributions to Investors, October 2007 Oct 19, 2007
- Background: SEC Seeks Public Comment on Actively Managed Exchange-Traded Funds Nov 13, 2001
