Home Publications & Resources White Papers
- The Success of the U.S. Retirement System (pdf) Dec 5, 2012
- Financial Intermediary Controls and Compliance Assessment Matrix (pdf) Nov 8, 2012
- Financial Intermediary Controls and Compliance Assessment (pdf) Nov 8, 2012
- The Tax Benefits and Revenue Costs of Tax Deferral (pdf) Sep 11, 2012
- Operational Impacts of Proposed Redemption Restrictions on Money Market Funds (pdf) Jun 20, 2012
- SEC Valuation and Liquidity Guidance for Registered Investment Companies: Volume I (pdf) Dec 14, 2011
- SEC Valuation and Liquidity Guidance for Registered Investment Companies: Volume II (pdf) Dec 14, 2011
- Overview of Fund Governance Practices, 1994-2010 (pdf) Oct 19, 2011
- Fund Board Oversight of Risk Management (pdf) Sep 30, 2011
- Navigating Intermediary Relationships (pdf) Sep 30, 2009
- Overview of Fund Governance Practices, 1994-2008 (pdf) Sep 30, 2009
- Financial Services Regulatory Reform: Discussion and Recommendations (pdf) Mar 2, 2009
- Oversight of Fund Proxy Voting (pdf) Jul 10, 2008
- Overview of Fund Governance Practices, 1994–2006 (pdf) Nov 7, 2007
- Chief Risk Officers in the Mutual Fund Industry: Who Are They and What Is Their Role Within the Organization? (pdf) Aug 7, 2007
- Report of the Working Group on Rule 12b-1 (pdf) May 30, 2007
- A Review of the SEC Office of Economic Analysis Board Independence Studies (pdf) Mar 2, 2007
- ICI Policy Statement on Retirement Plan Disclosure (pdf) Feb 2, 2007
- Costs of Eliminating Discretionary Broker Voting on Uncontested Elections of Investment Company Directors (pdf) Dec 21, 2006
- Fair Valuation Series: The Role of the Board (pdf) Jan 26, 2006
- Mutual Funds and Institutional Accounts: A Comparison (pdf) Jan 26, 2006
- Overview of Fund Governance Practices, 1994-2004 (pdf) Jan 11, 2006
- Assessing the Adequacy and Effectiveness of a Fund's Compliance Policies and Procedures (pdf) Dec 15, 2005
- Fair Valuation Series: An Introduction to Fair Valuation (pdf) Jun 10, 2005
- Study Concludes Fair Valuation, Redemption Fees Necessary to Prevent Market Timing (pdf) Oct 21, 2004
- Insurance in the US Market for Investment Companies and Related Entities May 13, 2003
- Global Corporate Governance Issues for Mutual Funds (pdf), October 2000 Oct 1, 2000
- An Investment Company Director's Guide to Oversight of Codes of Ethics and Personal Investing (pdf) Jul 1, 2000
- Investment Advisers in the Internet Age May 23, 2000
- Report of the Advisory Group on Best Practices for Fund Directors (pdf) Jun 24, 1999
