Date: November 17, 2010 ICI Comment Letter on SEC and CFTC Proposals to Mitigate Conflicts of Interest at Swap Entities (pdf)
Date: November 15, 2010 ICI Comment Letter on SEC Proposals to Enhance Disclosure for Asset-Backed Securities (pdf)
Date: November 15, 2010 ICI Comment Letter on EC Consultation on the Modernization of European Pension Systems (pdf)
Date: November 5, 2010 ICI Letter on FSOC Designations of Nonbank Financial Companies for Heightened Supervision and Regulation (pdf)
Date: November 5, 2010 IDC Comment Letter on SEC's Proposal To Replace Rule 12b-1 With New Regulatory Framework (pdf)
Date: November 5, 2010 ICI Comment Letter on the SEC Proposal to Replace Rule 12b-1 with a New Distribution Framework (pdf)
Date: November 3, 2010 ICI Letter Requesting Extension of IRS Guidance for Auction Rate Preferred Stock (pdf)
Date: October 26, 2010 ICI Files Comment Letter Supporting Revised FINRA Rule Relating To Settlement Dates on Confirmations (pdf)
Date: October 26, 2010 ICI Letter on SEC Study Regarding Enhancing Investment Adviser Examinations (pdf)