Date: June 10, 2014 Institute Comment Letter on Department of Labor Proposed 408(b)(2) Service Provider Disclosures Guide Requirement (pdf)
Date: June 9, 2014 ICI Submits Comment Letter in Response to SEC's Latest Target Date Funds Release (pdf)
Date: May 23, 2014 ICI Submits Comment Letter on FINRA's Retrospective Review of Communications with the Public Rules (pdf)
Date: May 21, 2014 ICI Comment Letter on Protection of Collateral for Cleared Security-Based Swaps under SEC's Proposed Standards for "Covered Clearing Agencies" (pdf)
Date: May 13, 2014 Institute Comment Letter to Department of Labor on Proposed 408(b)(2) Focus Group Study (pdf)
Date: May 8, 2014 ICI Files Comment Letter with MSRB on New Qualification Requirements for Municipal Advisor Representatives (pdf)
Date: April 28, 2014 ICI Files Comment Letter Supporting Proposed MSRB Rule G-44 Relating to Supervisory and Compliance Obligations of Municipal Advisors (pdf)