Date: November 19, 2021 The Talent Connection: Learn About Legal and Compliance Career Opportunities in the Asset Management Industry Slides (pdf)
Date: November 12, 2021 The Talent Connection: Learn About Career Opportunities in the Asset Management Industry Slides (pdf)
Date: October 28, 2021 Expand Your Career Network: Frank Talk from Smaller Asset Management Firms Slides (pdf)
Date: October 18, 2021 Protecting Nonpublic Personal Information in a Data-Driven Distribution Model (pdf)
Date: October 11, 2021 Rule 17a-7 at the Crossroads: Supplemental Information on Equity Cross Trading (pdf)