Date: April 15, 1997 Comment Letter on NASAA Proposed Rules for Sales of Securities at Financial Institutions, April 1997
Date: April 10, 1997 Comment Letter on 1997 Conference on Federal-State Securities Regulation, April 1997
Date: February 26, 1997 Comment Letter on Qualification Requirements for Bank Retail Securities Transactions, March 1997
Date: January 23, 1997 Comment Letter on FDIC Recordkeeping and Confirmation Requirements for Securities Transactions , January 1997