Date: February 2, 1998 Comment Letter on SEC Proposed New Rule Regarding Delivery of Disclosure Documents to Households, February 1998
Date: January 16, 1998 Comment Letter on SEC's Proposed Amendments to Investment Advisers Act, January 1998
Date: December 30, 1997 Comment Letter on SEC Concept Release Regarding Equity Index Insurance Products, December 1997
Date: December 1, 1997 Stock Markets, Economic Development, and Capital Control Liberalization (pdf), December 1997
Date: October 31, 1997 Comment Letter on NASDR Proposal Regarding Unregistered Persons' Communications with the Public, October 1997
Date: October 2, 1997 Comment Letter on Proposed NASD Policy Relating to the Electronic Delivery of Information, October 1997