Date: June 9, 1997 Comment Letter on Proposed New Disclosure Option for Open-End Management Investment Companies, June 1997
Date: May 9, 1997 Comment Letter on Proposed NASD Rules Governing Broker/Dealer Conduct at Financial Institutions, May 1997
Date: April 15, 1997 Comment Letter on NASAA Proposed Rules for Sales of Securities at Financial Institutions, April 1997
Date: April 10, 1997 Comment Letter on 1997 Conference on Federal-State Securities Regulation, April 1997