Date: December 9, 2021 Statement for House Hearing on Diversity and Inclusion Performance at America's Large Investment Firms (pdf)
Date: October 18, 2021 Protecting Nonpublic Personal Information in a Data-Driven Distribution Model (pdf)
Date: October 11, 2021 Rule 17a-7 at the Crossroads: Supplemental Information on Equity Cross Trading (pdf)