Date: October 18, 2021 Protecting Nonpublic Personal Information in a Data-Driven Distribution Model (pdf)
Date: October 11, 2021 Rule 17a-7 at the Crossroads: Supplemental Information on Equity Cross Trading (pdf)
Date: September 22, 2021 ICI/Nareit Letter to IRS on Form 1099-DIV, Boxes 2e and 2f; 2021 Year-End Reporting Update
Date: January 18, 2021 Europe Should Seek an Agreement with the Biden Administration on Minimum Standard for Corporate Non-Financial Disclosure