Resources

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Comment Letter

ICI Letter on SEC Study Regarding Enhancing Investment Adviser Examinations (pdf)

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Comment Letter

ICI Comment Letter on SEC Concept Release on Proxy System (pdf)

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Comment Letter

ICI Letter On NFA Petition To Narrow CFTC Rule 4.5 Exclusion For REGISTERED Investment Companies (pd...

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Comment Letter

ICI Comment Letter on SEC Consolidated Audit Trail Proposal (pdf)

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Comment Letter

ICI Comment Letter on Expansion of Single Stock Circuit Breakers Pilot Program (pdf)

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Comment Letter

ICI Letter Regarding SRO Clearly Erroneous Execution Rules (pdf)

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Comment Letter

ICI Follow-Up Submission for SEC Market Structure Roundtable (pdf)

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Comment Letter

ICI Comment Letter on SEC Large Trader Reporting Proposal (pdf)

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Perspective

The Closed-End Fund Market, 2009 (pdf)

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