Comment Letter
Institute Letter on NASD Proposal Relating to Business Entertainment Expenses (pdf)
Comment Letter
ICI Comment Letter on SEC Proposal Regarding Internet Availability of Proxy Materials (pdf)
Comment Letter
ICI's, Financial Industry Associations' Comment Letter on Labor Department Proposal (pdf)
White Paper
Assessing the Adequacy and Effectiveness of a Fund's Compliance Policies and Procedures (pdf)
News Release
ICI Provides Guidance for Fund Compliance Officers in Meeting SEC's Review and Reporting Requirement...
ICI Provides Guidance for Fund Compliance Officers in Meeting SEC’s Review and Reporting...
Comment Letter
ICI Letter in Support of Financial Data Protection Legislation, November 2005
October 28, 2005 The Honorable Michael Oxley Chairman, Financial Services Committee U.S. House of...