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Comment Letter

ICI Letter on on Exemption for SEC-Registered Funds and Advisers Under the New Public Utility Holdin...

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Comment Letter

ICI Comment Letter on NASD's Deferred Variable Annuity Proposal, September 2005

September 19, 2005 Mr. Jonathan G. Katz Secretary Securities and Exchange Commission 100 F Street, N...
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Comment Letter

ICI Comment Letter on NASD's Deferred Variable Annuity Proposal (pdf)

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Comment Letter

ICI Comments on Labor Department Efforts to Encourage Automatic Enrollment in Defined Contribution P...

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Comment Letter

Comment Letter in Support of NASD Proposal to Require Principal Pre-Use Approval of Retail Correspon...

May 27, 2005 Barbara Z. Sweeney Office of Corporate Secretary NASD 1735 K Street, NW Washington, DC...
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Comment Letter

Comment Letter in Support of NASD Proposal to Require Principal Pre-Use Approval of Retail Correspon...

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Comment Letter

ICI Comments on NASD Fund Advertisement Review Proposal, May 2005

May 20, 2005 Barbara Z. Sweeney Office of Corporate Secretary NASD 1735 K Street, NW Washington, DC...
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Comment Letter

ICI Comments on NASD Fund Advertisement Review Proposal (pdf)

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Comment Letter

ICI Comments on Mandatory Redemption Fees for Redeemable Securities, May 2005

May 9, 2005 Mr. Jonathan G. Katz Secretary U.S. Securities and Exchange Commission 450 Fifth Street...