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Comment Letter

IDC and ICI Oppose Mandatory Audit Firm Rotation (pdf)

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Comment Letter

Institute Comment Letter on FINRA's Proposed Amendments to Advertising Rules (pdf)

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Comment Letter

ICI Comment Letter on SEC's Concept Release on Funds' Use of Derivatives (pdf)

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Comment Letter

ICI Letter on the FATF Consultation on Review of the Standards (Second Public Consultation) (pdf)

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Comment Letter

ICI Comment Letter on Proposed Rules on Incentive-Based Compensation Arrangements (pdf)

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Comment Letter

ICI Files Comment Letter On CFTC Proposed Whistleblower Rules (pdf)

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Comment Letter

Comment Letter on Consultation Paper of the Financial Action Task Force (pdf)

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Comment Letter

ICI Files Comment Letter on SEC Proposed Whistleblower Rules (pdf)

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Comment Letter

Joint Industry Association Letter on AML Programs and Beneficial Ownership Information (pdf)

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