Comment Letter
Comment Letter: ICI Requests a Five-Month Extension of the Compliance Date for Regulation S-AM (pdf)
Comment Letter
ICI Comment Letter to FinCEN on the Proposal to Define Mutual Funds as Financial Institutions, Subje...
Comment Letter
New Restriction on Short Sales Are Unnecessary, ICI Tells SEC
New Restriction on Short Sales Are Unnecessary; Investor Protections in Place, ICI Tells SEC...
Comment Letter
ICI Comments on FINRA Proposal to Require Members to Send Account Statements Monthly Rather Than Qua...
Comment Letter
ICI Comment Letter on FinCEN's Proposed Rules and Guidance on Suspicious Activity Reporting (pdf)
Comment Letter
ICI Comment Letter on FINRA Notice to Members on Reporting of Personal Securities Transactions
Comment Letter