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Comment Letter

Comment Letter on Economic Papers Relating to Fund Governance (pdf)

Comment Letter

ICI Comment Letter on Proposed Canadian Soft Dollar Regulations (pdf)

Comment Letter

Institute Letter on IOSCO's Report on the Role of Independent Oversight in Fund Governance (pdf)

Comment Letter

ICI Letter on Compliance Tool for 401(k) Sponsors (pdf)

Comment Letter

ICI Comments on NYSE Proposal to Require Listed Companies to Make Annual Reports Available Online (p...

Comment Letter

ICI Comments on NASD's Deferred Variable Annuity Proposal (pdf)

Comment Letter

Letter Supporting Legislation Concerning Credit Rating Agencies (pdf)

Video

2006 GMM Coverage: NASD Chairman Cites Need for Streamlined Regulation

2006 GMM Coverage NASD Chairman Cites Need for Streamlined Regulation Washington, DC, May 18, 2006 –...

Comment Letter

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Resources

Comment Letter on Economic Papers Relating to Fund Governance (pdf)

ICI Comment Letter on Proposed Canadian Soft Dollar Regulations (pdf)

Institute Letter on IOSCO's Report on the Role of Independent Oversight in Fund Governance (pdf)

ICI Letter on Compliance Tool for 401(k) Sponsors (pdf)

ICI Comments on NYSE Proposal to Require Listed Companies to Make Annual Reports Available Online (p...

ICI Comments on NASD's Deferred Variable Annuity Proposal (pdf)

Letter Supporting Legislation Concerning Credit Rating Agencies (pdf)

2006 GMM Coverage: NASD Chairman Cites Need for Streamlined Regulation

ICI Comments on Proposed AML Rule on "Enhanced Due Diligence" for Certain Types of Foreign Banks (pd...