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Comment Letter

Comment Letter from Joint Trades on Electronic Delivery Guidance under Section 404(a) of ERISA (pdf)

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Comment Letter

Survey Results: Joint Trades on Electronic Delivery Guidance under Section 404(a) of ERISA (pdf)

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Comment Letter

ICI Opposes MFA Rulemaking Petition on Hedge Fund Advertising (pdf)

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Comment Letter

ICI Letter on Proposed Amendments to FINRA Advertising Rules (pdf)

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Guide

Sample Glossary of Investment-Related Terms for Disclosures To Retirement Plan Participants (doc)

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Guide

Sample Glossary of Investment-Related Terms for Disclosures to Retirement Plan Participants (pdf)

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Comment Letter

Institute Letter to Department of Labor on Issuance of 408(b)(2) Final Regulation (pdf)

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Comment Letter

ICI Files Comment Letter on ABS Shelf Re-Proposal (pdf)

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Comment Letter

ICI Letter on ESMA's Policy Orientations on Guidelines for UCITS ETFs and Structured UCITS (pdf)

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