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Paper

Principles to Enhance Understanding of Target Date Funds (pdf)

Comment Letter

ICI Comments on FINRA Proposal to Require Members to Send Account Statements Monthly Rather Than Qua...

Speech

SEC Roundtable on Oversight of Credit Rating Agencies

SEC Roundtable on Oversight of Credit Rating Agencies Statement of Paul Schott Stevens President...

Comment Letter

ICI Comment Letter on SEC Proposed Amendments to NRSRO Rules (pdf)

Comment Letter

ICI Comment Letter on DOL Investment Advice Final Rule

Paper

Financial Services Regulatory Reform: Discussion and Recommendations (pdf)

Comment Letter

Institute President's Submission to SEC Chairman Schapiro

Comment Letter

ICI Comment Letter on IRS Proposed Regulation Under IRC 411(a)(11) (pdf)

Comment Letter

Appendix: ICI Comment Letter Appendix to DOL on Participant Fee Disclosure Proposal

Appendix Assessing the Department of Labor’s Assumption that 401(k) Plan Participants Pay Fees that...

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