Resources

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Comment Letter

ICI Submits Comment Letters Regarding Continued Listing Standards for Exchange-Traded Products (pdf)

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Comment Letter

ICI Files Comment Letter with FDIC on Proposal on Stays in Qualified Financial Contracts of Certain ...

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Comment Letter

ICI Submits Comment Letter on Proposed Changes to Form 5500 (pdf)

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Comment Letter

IDC Files Comment Letter Supporting Move to T+2 Settlement Cycle (pdf)

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Comment Letter

ICI Submits Comment Letter on SEC's Amendment to Securities Transaction Settlement Cycle Proposal (p...

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Speech

Welcoming Remarks, 2016 Global Capital Markets Conference

Welcoming Remarks 2016 Global Capital Markets Conference Dan Waters Managing Director ICI Global 1...
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Comment Letter

ICI Files Comment Letter with SEC Supporting FINRA Rules to Protect Senior Investors (pdf)

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Comment Letter

ICI Global Comment Letter to ESMA on the Trading Obligation for Derivatives (pdf)

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Speech

What Lies Ahead for Fund Regulation?

What Lies Ahead for Fund Regulation? Luncheon Keynote, given at: The SEC's New Fund Reporting and...