Resources

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Comment Letter

ICI Global and Other Trade Associations File Comment Letter on CFTC Proposed Amendments to Rule for ...

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Comment Letter

Joint Trade Letter Requesting Extension of Deadline to Comment on Form 5500 Proposal (pdf)

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Comment Letter

IDC and ICI Global Letter on CBI Consultation on Fund Management Company Effectiveness (CP86) (pdf)

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Comment Letter

ICI Comment Letter on SEC Business Continuity and Transition Planning Proposal for Advisers (pdf)

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White Paper

The Evolution of the Financial Intermediary Controls and Compliance Assessment (pdf)

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Comment Letter

IDC/ICI File Comment Letter on PCAOB Proposed Changes to the Auditor's Report (pdf)

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Comment Letter

ICI Submits Comment Letter to SEC on Proposed FINRA Rule Change Relating to the Reporting of U.S. Tr...

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Letters to the Editor & Responses

ETFs Boost Liquidity in Times of Financial Stress

ETFs Boost Liquidity in Times of Financial Stress By Paul Schott Stevens (As published in...
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Comment Letter

ICI Comment Letter in Response to Swap Data Repository Rulebook (pdf)