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Comment Letter

ICI Files Letter with SEC Supporting Adoption of FINRA Pay-to-Play Rule, Rule 2390 (pdf)

Comment Letter

ICI Letter to ESMA on ESMA AIFMD Third-Country Passport Advice (pdf)

News Release

ICI Releases Updated Framework for Oversight of Fund Industry Intermediaries

The Investment Company Institute (ICI) has released an update to the Financial Intermediary Controls...

Comment Letter

Letter to IRS on Money Market Funds and Variable Insurance Products (pdf)

Comment Letter

ICI Submits Comment Letter on FINRA's Proposed Rules to Address Senior Exploitation (pdf)

Comment Letter

ICI Submits Comment Letter on FINRA Proposal to Require Margin for TBA Transactions (pdf)

Comment Letter

ICI Submits Comment Letter on FinCEN's Proposed AML and Reporting Regulations for Investment Adviser...

Video

Focus on Funds: ICI Expands ETF Resources

Focus on Funds ICI Expands ETF Resources The October 23, 2015, edition of Focus on Funds offers an...

Video

Focus on Funds: How Changes to the SEC's Reporting Rules Will Affect Funds

Focus on Funds How Changes to the SEC’s Reporting Rules Will Affect Funds The October 9, 2015...

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