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Comment Letter

ICI's, Financial Industry Associations' Comment Letter on Labor Department Proposal (pdf)

Comment Letter

ICI Comment Letter on U.K. Soft Dollar Proposal (pdf)

White Paper

Assessing the Adequacy and Effectiveness of a Fund's Compliance Policies and Procedures (pdf)

News Release

ICI Provides Guidance for Fund Compliance Officers in Meeting SEC's Review and Reporting Requirement...

ICI Provides Guidance for Fund Compliance Officers in Meeting SEC’s Review and Reporting...

Comment Letter

ICI Comment Letter on Bond Fund Volatility Rating Proposal, December 2005

November 28, 2005 Mr. Jonathan G. Katz Secretary U.S. Securities and Exchange Commission 100 F...

News Release

ICI's Stevens Testifies on Need for Robust Credit Ratings Industry, November 2005

ICI’s Stevens Testifies on Need for Robust Credit Ratings Industry Hearing on H.R. 2990, the “Credit...

Comment Letter

ICI Comment Letter on SEC Soft Dollars Release (pdf)

Comment Letter

ICI Comments on SEC Soft Dollars Release, November 2005

November 25, 2005 Mr. Jonathan G. Katz Secretary U.S. Securities and Exchange Commission 100 F...

Comment Letter

ICI Comments on Efforts to Improve Cross-Border Fund Market in Europe, November 2005

November 15, 2005 European Commission Brussels, Belgium Re: Response to the Commission’s...

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