News Release
ICI Supports SEC Action on Directed Brokerage, Portfolio Manager Disclosures, August 2004
ICI Supports SEC Action on Directed Brokerage, Portfolio Manager Disclosures New Rules Ensure...
News Release
ICI Supports SEC's Proposed Privacy Protections, August 2004
ICI Supports SEC’s Proposed Privacy Protections “Limitations on affiliate marketing appropriately...
Comment Letter
ICI Comments on SEC's Proposed Regulation S-AM, August 2004
August 13, 2004 Mr. Jonathan G. Katz Secretary U.S. Securities and Exchange Commission 450 Fifth...
News Release
ICI and Others File Friend of the Court Brief in Support of National Privacy Standard, August 2004
ICI and Others File Friend of the Court Brief in Support of National Privacy Standard Washington, DC...
Comment Letter
ICI Comments on Clearing and Settlement Systems Among EU Member States (pdf)
Comment Letter
ICI Comment Letter on Measures to Implement Transparency Directive Across the EU (pdf)
Comment Letter
Comment Letter on MSRB Non-Cash Compensation Proposal, July 2004
July 22, 2004 Ernesto A. Lanza, Esquire Senior Associate General Counsel Municipal Securities...