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Comment Letter

Comment Letter Urging China's Regulators to Open Securities Markets to All Investors (pdf)

Comment Letter

Comment Letter on Proposed Disclosure Regarding Director Nomination, Communication Processes (pdf)

Comment Letter

Comment Letter on Barriers to Entry in Chinese Asset Management Industry (pdf)

Comment Letter

Comment Letter on Nasdaq Proposed Code of Conduct, July 2003

July 30, 2003 Mr. Jonathan G. Katz Secretary U.S. Securities and Exchange Commission 450 Fifth...

Comment Letter

Comment Letter on SEC Concept Release on Credit Rating Agencies, July 2003

July 28, 2003 Mr. Jonathan G. Katz Secretary Securities and Exchange Commission 450 Fifth Street, N...

Comment Letter

ICI Letter Supporting Adviser Anti-Money Laundering Program Requirement (pdf)

Comment Letter

ICI Comments on Customer Identification Program (pdf)

Comment Letter

Letter to Illinois Supporting Conformity Between State, Federal Tax Treatment of 529 Plans (pdf)

Comment Letter

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Resources

Comment Letter Urging China's Regulators to Open Securities Markets to All Investors (pdf)

Comment Letter on Proposed Disclosure Regarding Director Nomination, Communication Processes (pdf)

Comment Letter on Barriers to Entry in Chinese Asset Management Industry (pdf)

Comment Letter on Nasdaq Proposed Code of Conduct, July 2003

Comment Letter on SEC Concept Release on Credit Rating Agencies, July 2003

ICI Letter Supporting Adviser Anti-Money Laundering Program Requirement (pdf)

ICI Comments on Customer Identification Program (pdf)

Letter to Illinois Supporting Conformity Between State, Federal Tax Treatment of 529 Plans (pdf)

Letter Supporting Proposal to Provide Investors with Investment Analysis Tool (pdf)