Resources

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Paper

A Review of the SEC Office of Economic Analysis Board Independence Studies (pdf)

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News Release

ICI Endorses NASD/NYSE Regulation Consolidation, December 2006

Investment Company Institute Endorses NASD/NYSE Regulation Consolidation Proposal Would Streamline...
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Speech

Finding the Right Balance for Mutual Fund Regulation

2006 Securities Law Developments Conference Finding the Right Balance for Mutual Fund Regulation By...
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Comment Letter

Institute Letter to Committee on Capital Markets Regulation (pdf)

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Comment Letter

Institute Comment Letter on SEC Proposal to Require Electronic Filing of Transfer Agent Forms (pdf)

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Comment Letter

ICI Comment Letter on SEC Compensation Disclosure Proposal (pdf)

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Speech

2006 Equity Markets Conference: Keynote Address

2006 Equity Markets Conference Keynote Address by Paul Schott Stevens President, ICI September 28...
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Comment Letter

Institute Comment Letter to MSRB on "Access Equals Delivery" Standard for Official Statements (pdf)

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Comment Letter

ICI Comment Letter on Revised Soft Dollar Guidance (pdf)