Resources

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Comment Letter

ICI Comment Letter on SEC Proposed Amendments to Part 2 of Form ADV (pdf)

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Comment Letter

Institute Letter to DOL on Investment Advice (pdf)

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News Release

Mutual Fund Investors Rely on Professional Advice, May 2007

Mutual Fund Investors Rely on Professional Advice Shareholders Say They Value the Numerous...
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Comment Letter

Institute Comment Letter on Proposed Investment Adviser Antifraud Rules and New Category of Accredit...

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Comment Letter

Institute Comment Letter on Investment Advice to IRAs (pdf)

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Comment Letter

ICI Comment Letter on Revised Soft Dollar Guidance (pdf)

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News Release

ICI Welcomes SEC Guidance on Soft Dollars, July 2006

ICI Welcomes SEC Guidance on Soft Dollars New Release Ensures Commission Arrangements Work for...
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Comment Letter

ICI's, Financial Industry Associations' Comment Letter on Labor Department Proposal (pdf)

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Comment Letter

ICI Comment Letter on U.K. Soft Dollar Proposal (pdf)