Resources

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White Paper

Navigating Intermediary Relationships (pdf)

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Comment Letter

IDC Comment Letter on SEC's Rule Proposal on Outsourcing by Investment Advisers

The Independent Directors Council (IDC) commented on the Securities and Exchange Commission’s...
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Comment Letter

ICI Comment Letter to SEC on Outsourcing by Investment Advisers Proposal

On December 23, 2022, the ICI filed a comment letter with the Securities and Exchange Commission on...
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Comment Letter

ICI Comment Letter on SEC Treasury Clearing Proposal

On December 23, ICI filed a comment letter with the Securities and Exchange Commission on its...
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Comment Letter

ICI Supplemental Comment Letter on the SEC’s 2020 Disclosure Proposal Related to Performance Benchma...

Earlier this week, ICI submitted supplemental comments (linked below) on the SEC's 2020 disclosure...
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Comment Letter

ICI Comment Letter to FINRA and MSRB Regarding Shortening Trade Reporting Timeframes

On October 3, 2022, ICI filed a comment letter on behalf of members discussing certain concerns with...
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Comment Letter

ICI Comment Letter on the SEC's Rule 14a-8 Proposal

In July 2022, the SEC proposed amendments to Rule 14a-8 (the shareholder proposal rule) by a 3-2...
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Comment Letter

ICI Comment Letter to Treasury Department on Additional Post-Trade Transparency

On August 19, ICI filed a comment letter discussing member views regarding the issues raised in the...
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Comment Letter

IDC Comment Letter on Certain Information Providers Acting as Investment Advisers

The Independent Directors Council responded to the Commission’s request for comment regarding...