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Focus on Funds: Responding to the Department of Labor’s New Fiduciary Rule

Focus on Funds Responding to the Department of Labor’s New Fiduciary Rule The Department of Labor’s...

Comment Letter

ICI Comment Letter to SEC on Investment Company Reporting Modernization (pdf)

Comment Letter

ICI Comment Letter to OMB on Regulatory Impact Analysis Supporting DOL's Fiduciary Proposal (pdf)

Comment Letter

ICI Files Letter with SEC Supporting Adoption of FINRA Pay-to-Play Rule, Rule 2390 (pdf)

Comment Letter

ICI Submits Comment Letter on FinCEN's Proposed AML and Reporting Regulations for Investment Adviser...

Testimony

ICI Statement for House Hearing on the Department of Labor's Fiduciary Rule (pdf)

Comment Letter

ICI Submits Supplementary Comments on DOL Fiduciary Rule (pdf)

Comment Letter

ICI Comment Letter on Investment Company Reporting Modernization (pdf)

Comment Letter

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Resources

Focus on Funds: Responding to the Department of Labor’s New Fiduciary Rule

ICI Comment Letter to SEC on Investment Company Reporting Modernization (pdf)

ICI Comment Letter to OMB on Regulatory Impact Analysis Supporting DOL's Fiduciary Proposal (pdf)

ICI Files Letter with SEC Supporting Adoption of FINRA Pay-to-Play Rule, Rule 2390 (pdf)

ICI Submits Comment Letter on FinCEN's Proposed AML and Reporting Regulations for Investment Adviser...

ICI Statement for House Hearing on the Department of Labor's Fiduciary Rule (pdf)

ICI Submits Supplementary Comments on DOL Fiduciary Rule (pdf)

ICI Comment Letter on Investment Company Reporting Modernization (pdf)

ICI Comments on DOL Fiduciary Rule: Definition of the "Fiduciary" (pdf)