Resources

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Comment Letter

ICI Comments on DOL Fiduciary Rule: Overview (pdf)

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Comment Letter

ICI Comments on DOL Fiduciary Rule: Regulatory Impact Analysis (pdf)

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Comment Letter

ICI Comments on DOL Fiduciary Rule: "Best Interest Contract" Exemption (pdf)

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Comment Letter

ICI Letter to IRS on Adviser Contributions to Money Market Funds (pdf)

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Comment Letter

Joint Letter to Department of Labor on Comment Period for Conflict of Interest Rule and Related Exem...

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Comment Letter

ICI Letter to Department of Labor Secretary Perez on Re-Proposal of Fiduciary Rule (pdf)

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Comment Letter

ICI Files Comment Letter with SEC on FINRA's Proposed Consolidated Supervisory Rules (pdf)

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Comment Letter

Comment Letter to SEC in Response to RFI on Possible Fiduciary Duty for Broker-Dealers and IA-BD Har...

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Comment Letter

ICI Comments on Proposed Rules to Implement the JOBS Act (pdf)