Comment Letter
ICI Letter on SEC Study Regarding Enhancing Investment Adviser Examinations (pdf)
Comment Letter
ICI Files Letter With FINRA Supporting Greater Flexibility in Maintaining FINRA Registrations (pdf)
Comment Letter
Comment Letter: ICI Requests a Five-Month Extension of the Compliance Date for Regulation S-AM (pdf)
Comment Letter
ICI Comments on FINRA Proposal to Require Members to Send Account Statements Monthly Rather Than Qua...
Comment Letter