Resources

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Comment Letter

ICI Letter re Application of New Partnership Audit Rules to RICs (pdf)

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White Paper

Operational Process Flows and Considerations Related to Dealer/Custodian Resignations in Response to...

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Video

Focus on Funds: ICI Further Expands Its Cybersecurity Resources

Focus on Funds ICI Further Expands Its Cybersecurity Resources Renowned “white hat” hacker Kevin...
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Comment Letter

ICI Submits Comment Letter to SEC on NYSE Proposed Amendment to Fees for Shareholder Report Delivery...

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Video

Focus on Funds: ICI Expands Its Service to the Industry’s “Middle Office”

Rapid change in the fund industry means that the operational support provided by what’s known as the...
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White Paper

The Evolution of the Financial Intermediary Controls and Compliance Assessment (pdf)

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Comment Letter

IDC/ICI File Comment Letter on PCAOB Proposed Changes to the Auditor's Report (pdf)

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Comment Letter

ICI Comment Letter in Response to Swap Data Repository Rulebook (pdf)

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Comment Letter

ICI Responds to FSOC Update on Review of Asset Management Products and Activities (pdf)