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Comment Letter

ICI Comment Letter to SEC on Proposed National Market System Plan to Implement the Consolidated Audi...

Comment Letter

ICI Comments on FASB Technical Changes to Topics 820 and 946 (pdf)

Video

Focus on Funds: SEC Has Ambitious Agenda for Funds

U.S. Securities and Exchange Commission Chair Mary Jo White laid out a list of SEC priorities in her...

Comment Letter

ICI Submits Comment Letters Supporting Efforts by MSRB and FINRA to Shorten the U.S. Securities Sett...

White Paper

Floating NAV Intraday NAV Strike Considerations (pdf)

White Paper

High-Level Process Flow: Intraday Floating NAVs (pdf)

White Paper

SEC Valuation and Liquidity Guidance for Registered Investment Companies, Volume II (pdf)

White Paper

SEC Valuation and Liquidity Guidance for Registered Investment Companies, Volume I (pdf)

Comment Letter

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Resources

ICI Comment Letter to SEC on Proposed National Market System Plan to Implement the Consolidated Audi...

ICI Comments on FASB Technical Changes to Topics 820 and 946 (pdf)

Focus on Funds: SEC Has Ambitious Agenda for Funds

ICI Submits Comment Letters Supporting Efforts by MSRB and FINRA to Shorten the U.S. Securities Sett...

Floating NAV Intraday NAV Strike Considerations (pdf)

High-Level Process Flow: Intraday Floating NAVs (pdf)

SEC Valuation and Liquidity Guidance for Registered Investment Companies, Volume II (pdf)

SEC Valuation and Liquidity Guidance for Registered Investment Companies, Volume I (pdf)

SIFMA and ICI Submit Comments to the SEC Regarding Shortened Settlement Cycle Regulatory Initiatives...