Resources

More
ICI Viewpoints

The SEC Is Kicking Bank Loan Funds to the Curb

November 27, 2023—Bank loan mutual funds and ETFs play a key role in capital markets, facilitating...
More
Comment Letter

Supplemental Comment Letter on SEC’s 2022 Liquidity, Swing Pricing, and Hard Close Proposal

The Investment Company Institute and ICI Southwest are writing to express our joint concerns with...
More
ICI Viewpoints

SEC Proposal Slams the Brakes on Tech Progress

November 3, 2023—Technological innovation in the financial services industry has driven huge...
More
News Release

ICI Statement on SEC Reporting of Securities Loans and Short Sale Disclosure Rulemaking

October 13, 2023—ICI General Counsel Susan Olson released the following statement regarding the...
More
News Release

ICI: SEC’s Conflicts Proposal Would Roll Back the Clock on Technological Advances That Benefit Main ...

October 11, 2023—ICI President and CEO Eric Pan released the following statement regarding the...
More
ICI Viewpoints

The SEC’s Multi-Rule Pileup

October 3, 2023—There’s a reason that stoplights don’t flash red, yellow and green at the same time...
More
News Release

ICI Statement on SEC Fund Names Rulemaking

September 20, 2023–ICI President and CEO Eric Pan released the following statement regarding the...
More
News Release

ICI to Gensler: Look at the Facts

September 14, 2023—ICI President and CEO Eric J. Pan issued the following statement regarding...
More
Comment Letter

ICI Comment Letter on the Need to Account for the Aggregated Impact of the Commission’s Rulemaking

ICI recently submitted this letter to the SEC noting that it has issued a wide range of...