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SEC’s Anti-Tech Proposal Threatens Innovation for Investors (pdf)

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News Release

ICI Statement on SEC Reporting of Securities Loans and Short Sale Disclosure Rulemaking

October 13, 2023—ICI General Counsel Susan Olson released the following statement regarding the...
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News Release

ICI Statement on CFTC Proposed Rule on Margin Requirements for Uncleared Swaps

October 12, 2023—ICI Deputy General Counsel for Markets, SMAs & CITs Sarah Bessin released the...
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News Release

ICI: SEC’s Conflicts Proposal Would Roll Back the Clock on Technological Advances That Benefit Main ...

October 11, 2023—ICI President and CEO Eric Pan released the following statement regarding the...
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Comment Letter

ICI Comment Letter with SEC on Predictive Data Analytics Proposal

On July 26, 2023, the SEC proposed new rules (the "Proposal") that would require broker-dealers and...
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Comment Letter

ICI Comment Letter on Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Partic...

On October 10, ICI filed a comment letter with the CFTC on its proposed amendments to margin...
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News Release

New Report Highlights Overwhelming Independence of Fund Boards

October 10, 2023—A new report from the Independent Directors Council (IDC) and Investment Company...
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White Paper

Overview of Fund Governance Practices, 1994–2022 (pdf)

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Research

IRA Mutual Fund Investors Reap the Benefits of Declining Fund Expense Ratios (pdf)