Resources

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Comment Letter

Joint Trades Comment Letter Extension Request on Conflicts of Interest Proposal

On behalf of our members, we request that the Securities and Exchange Commission (the “Commission”)...
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Committee Resource

2023 Year-End Tax Reporting – All Layouts and Instructions (zip)

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Committee Resource

2023 Year-End Tax Reporting – Instructions for the Secondary Layout (pdf)

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Committee Resource

2023 Year-End Tax Reporting – Instructions for the Foreign (NRA) Layout (pdf)

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Committee Resource

2023 Year-End Tax Reporting – Instructions for the Primary Layout (pdf)

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Comment Letter

ICI and IDC Joint Comment Letter to the PCAOB's Proposed Amendments

On August 7, 2023, the Investment Company Institute and Independent Directors Council filed a joint...
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Comment Letter

ICI Global Comment Letter to SEBI re FPI BO and SMO Requirements

The undersigned asset and fund management associations, on behalf of our respective members, would...
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Comment Letter

ICI Supplemental Comment Letter on Proposed Names Rule Amendments

On July 31, ICI submitted a letter supplementing our comments on the SEC's proposed amendments (...
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Research

Defined Contribution Plan Participants’ Activities, First Quarter 2023 (pdf)