Comment Letters 12b-1 Fees20212022401(k)401(k) Plan Asset Allocation401(k) Plans403(b) Plans529 PlansAccounting and AuditAdvertisingAdvisory Contract ApprovalAlternative Investment FundsAnti-Money LaunderingAntitrustArtificial Intelligence (AI)AsiaAsia ESGAudit CommitteesAustraliaBank RegulationBCPBoard Leadership and CompositionBond FundsBond Mutual FundsBrightScope/ICI DC Plan ProfileBroker-Dealer IssuesBusiness ContinuityCanadaCapital Markets UnionChinaClearance and SettlementClosed-End FundsCommoditiesCommodity Futures Trading Commission (CFTC)Common Ownership TheoryCompensation/RemunerationComplex AssetsComplianceConsistent ParticipationCorporate BondsCorporate GovernanceCoverdell Education Savings AccountsCOVID-19CPO/CTACross-Border IssuesCyberCybersecurityDefined Contribution Plan ParticipantsDefined Contribution PlansDepartment of LaborDerivativesDigital AssetsDirectors and Fund GovernanceDisclosureDistributionDiversity and InclusionDiversity, Equity, and InclusionDiversity, Equity, and Inclusion ESGE-DeliveryEBRI/ICI 401(k) Investor DatabaseEmployee Retirement Income Security Act (ERISA)Equity FundsEquity InvestingESGEuropean CommissionEuropean UnionEuropean Union ESGEvent VideoEventsExchange-Traded Funds (ETFs)Explainer VideoFact BookFATCAFederal ReserveFees and ExpensesFiduciary IssuesFinancial MarketsFinancial Services LegislationFinancial Services Regulatory ReformFinancial StabilityFinancial TechnologyFinancial Transaction TaxFixed Income SecuritiesFixed-Income FundsFocus on FundsFraud PreventionFund Accounting & Financial ReportingFund Board Self-AssessmentsFund DisclosureFund GovernanceFund IndemnificationFund OperationsFund OwnershipFund RegulationFundamentals for Newer DirectorsGlobalGlobal ESGGMMGovernment AffairsHong KongHouseholds Saving for CollegeICI Education FoundationICI GlobalICI Global Research PerspectiveICI InnovateICI NewsICI PACICI Research PerspectiveICI Statistical Classification DefinitionsIDCIdentity TheftIndex FundsIndiaIndustry and Investor Statistics by StateIndustry ResearchInformation SecurityInstitutional Mutual Fund ShareholderIntermediary OversightInternal Revenue Service (IRS)InternationalInternational CompetitivenessInternational Tax IssuesInvestment AdvisersInvestment Company Act of 1940Investment EducationInvestment Management ConferenceInvestor ResearchInvestorsIRA Investor DatabaseIRAsIrelandJapanLeadership SummitLegal Entity IdentifierLiability ProtectionLiquidityLitigation and EnforcementLong-Term Mutual Fund Asset CompositionLong-Term Mutual FundsLost Property and EscheatmentMarket VolatilityMiFID, EMIR, AIFMD, UCITS VMinute with ICIMoney Market Fund AssetsMoney Market Fund Portfolio DataMoney Market FundsMonthly Mutual Fund Complex AssetsMortgage-Backed SecuritiesMunicipal BondsMunicipal SecuritiesMutual FundMutual FundsMutual Funds 100Open-End FundsOperations and TechnologyOversightPensionPolicy ResearchPortfolio OversightPortfolio SecuritiesPredictive Data AnalyticsPrivacyProxy VotingQuarterly Mutual Fund DistributionsRecordkeepingRed Flag RulesRegulated FundsRegulatory ActivitiesRegulatory AgenciesResearch FundamentalsRetail Investment Strategy (RIS)Retirement LegislationRetirement Plan ParticipationRetirement PlansRetirement PolicyRetirement ResearchRisk ManagementRisk OversightRoth IRARussiaSavingsSecurities and Exchange CommissionSecurities LendingService ProvidersShareholderShareholders' Use of InformationState IssuesState-Run Retirement PlansStats - XLSSustainabilitySwing PricingSwitzerlandSystemic RiskT+1Target Date FundsTax and Accounting ConferenceTax IncentivesTax Information ReportingTax LegislationTax ReformTaxesTech SummitTechnologyTradingTrading and Markets (International)Trading and Markets (US)Traditional IRATransfer AgencyTreasury DepartmentTrends Data FilesTrends in Mutual Fund InvestingUCITSUnit Investment Trusts (UITs)United KingdomUnited StatesUnited States ESGUS Households' Views on Retirement SavingsUS Taxation of Mutual Funds and ShareholdersValuationVariable Insurance ProductsVideo InterviewsWeekly Estimated Flow ReportsWorldwide Release Sort by DateA-ZZ-A More Comment Letter ICI Files Comment Letter with the SEC on the MSRB's 60-Day Extension of the Compliance Date for Rule... More More Comment Letter ICI Comment Letter on Investment Company Reporting Modernization (pdf) More More Comment Letter ICI Comment Letter on FINRA's BrokerCheck Proposal (pdf) More More Comment Letter ICI Files Comment Letter with FINRA on Its Proposal to Restructure Its Qualification Examinations (p... More More Comment Letter ICI Comments on DOL Fiduciary Rule: Regulatory Impact Analysis (pdf) More More Comment Letter ICI Comments on DOL Fiduciary Rule: Overview (pdf) More More Comment Letter ICI Comments on DOL Fiduciary Rule: "Best Interest Contract" Exemption (pdf) More More Comment Letter ICI Comments on DOL Fiduciary Rule: Definition of the "Fiduciary" (pdf) More More Comment Letter ICI Global Comment Letter to SEC on Cross-Border Security-Based Swap Activities (pdf) More Load More
More Comment Letter ICI Files Comment Letter with the SEC on the MSRB's 60-Day Extension of the Compliance Date for Rule... More
More Comment Letter ICI Files Comment Letter with FINRA on Its Proposal to Restructure Its Qualification Examinations (p... More
More Comment Letter ICI Comments on DOL Fiduciary Rule: "Best Interest Contract" Exemption (pdf) More
More Comment Letter ICI Global Comment Letter to SEC on Cross-Border Security-Based Swap Activities (pdf) More
ICI Files Comment Letter with the SEC on the MSRB's 60-Day Extension of the Compliance Date for Rule...
ICI Comment Letter on Investment Company Reporting Modernization (pdf)
ICI Comment Letter on FINRA's BrokerCheck Proposal (pdf)
ICI Files Comment Letter with FINRA on Its Proposal to Restructure Its Qualification Examinations (p...
ICI Comments on DOL Fiduciary Rule: Regulatory Impact Analysis (pdf)
ICI Comments on DOL Fiduciary Rule: Overview (pdf)
ICI Comments on DOL Fiduciary Rule: "Best Interest Contract" Exemption (pdf)
ICI Comments on DOL Fiduciary Rule: Definition of the "Fiduciary" (pdf)
ICI Global Comment Letter to SEC on Cross-Border Security-Based Swap Activities (pdf)