Policy Priorities

Fund Regulation

Disclosure

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Comment Letter

ICI Letter on ESMA's Policy Orientations on Guidelines for UCITS ETFs and Structured UCITS (pdf)

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Comment Letter

Institute Comment Letter on FINRA's Proposed Amendments to Advertising Rules (pdf)

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White Paper

Delivering ERISA Disclosure for Defined Contribution Plans (pdf)

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Comment Letter

Institute Comment Letter on 408(b)(2) and Participant Disclosure Extension (pdf)

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Comment Letter

Institute Letter Urging DOL to Extend FAB 2006-03 to Participant Disclosure Regulation (pdf)

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Comment Letter

ICI Comments on FASB Balance Sheet Offsetting Proposal (pdf)

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Comment Letter

ICI Comment Letter on Proposed Private Fund Systemic Risk Reporting (Form PF) (pdf)

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Comment Letter

Institute Letter to Department of Labor on Improving Regulations (pdf)

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Comment Letter

ICI Files Comment Letter on DOL Target Date Disclosure Proposal (pdf)

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