Policy Priorities

Fund Regulation

Disclosure

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Comment Letter

New Restriction on Short Sales Are Unnecessary, ICI Tells SEC

New Restriction on Short Sales Are Unnecessary; Investor Protections in Place, ICI Tells SEC...
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Paper

Principles to Enhance Understanding of Target Date Funds (pdf)

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Comment Letter

ICI Comments on FINRA Proposal to Require Members to Send Account Statements Monthly Rather Than Qua...

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Speech

SEC Roundtable on Oversight of Credit Rating Agencies

SEC Roundtable on Oversight of Credit Rating Agencies Statement of  Paul Schott Stevens President...
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Comment Letter

ICI Comment Letter on SEC Proposed Amendments to NRSRO Rules (pdf)

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Comment Letter

ICI Comment Letter on DOL Investment Advice Final Rule

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Paper

Financial Services Regulatory Reform: Discussion and Recommendations (pdf)

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Comment Letter

Institute President's Submission to SEC Chairman Schapiro

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Comment Letter

ICI Comment Letter on IRS Proposed Regulation Under IRC 411(a)(11) (pdf)