Disclosure
Comment Letter
ICI Comments on SEC Point of Sale Disclosure Proposal, April 2005
April 4, 2005 Mr. Jonathan G. Katz Secretary U.S. Securities and Exchange Commission 450 Fifth...
News Release
ICI President Issues Statement on SEC's Adoption of Measure Aimed at Abusive Trading, March 2005
ICI President Issues Statement on SEC’s Adoption of Measure Aimed at Abusive Trading Washington, DC...
News Release
ICI Releases Survey on 12b-1 Fees, February 2005
ICI Releases Survey on 12b-1 Fees Study Finds 92 Percent of 12b-1 Fee Income Is Used to Compensate...
News Release
ICI Supports SEC Proposed Trade-Through Rule, January 2005
ICI Supports SEC Proposed Trade-Through Rule Uniform Trade-Through Rule Would Benefit Investors...
Comment Letter
ICI's Comments to MSRB on 529 Plan Ad Rules, January 2005
January 19, 2005 Ernesto A. Lanza, Esquire Senior Associate General Counsel Municipal Securities...
Comment Letter
ICI's Comments to SEC on 529 Plan Ad Rules, January 2005
January 19, 2005 Mr. Jonathan G. Katz Secretary U.S. Securities and Exchange Commission 450 Fifth...
Comment Letter