Policy Priorities

Fund Regulation

Disclosure

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Comment Letter

ICI Comment Letter in Response to DOL's Request for Comment on Its Target Date Fund Disclosure Propo...

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Comment Letter

Institute Comment Letter on Department of Labor Proposed 408(b)(2) Service Provider Disclosures Guid...

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Comment Letter

ICI Submits Comment Letter in Response to SEC's Latest Target Date Funds Release (pdf)

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Comment Letter

Institute Comment Letter to Department of Labor on Proposed 408(b)(2) Focus Group Study (pdf)

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Comment Letter

Institute Letter to DOL on Timing of Annual Participant Disclosure Deadline (pdf)

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Comment Letter

ICI Letter on FINRA Proposal to Increase ATS Transparency (pdf)

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Comment Letter

ICI Files Letter with SEC Recommending that the SEC Disapprove MSRB Rule G-45 due to continuing Conc...

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Comment Letter

ICI and ICI Global Comment Letter on Joint Forum Consultative Document on Point of Sale Disclosure (...

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Comment Letter

ICI Comment Letter on Annual Report/Return of Employee Benefit Plan (Form 5500) (pdf)