Policy Priorities

Fund Regulation

Fees

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Research

Ownership of Mutual Funds Through Professional Financial Advisers, 2007 (pdf)

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Comment Letter

Appendix: ICI Comment Letter Appendix to DOL on Participant Fee Disclosure Proposal

Appendix Assessing the Department of Labor’s Assumption that 401(k) Plan Participants Pay Fees that...
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Comment Letter

ICI Comment Letter on SEC Proposed Amendments to Part 2 of Form ADV (pdf)

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Perspective

The Economics of Providing 401(k) Plans: Services, Fees, and Expenses, 2006 (pdf)

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Speech

Should the SEC’s Rule 12b-1 Survive?

American Enterprise Institute Conference on Rule 12b-1 Should the SEC’s Rule 12b-1 Survive? Remarks...
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Comment Letter

ICI Comment Letter on Rule 12b-1 (pdf)

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News Release

ICI Recommends Refinements to Rule 12b-1, July 2007

ICI Recommends Refinements to Rule 12b-1 Focus on Improving Investor Understanding and Board...
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Research

Fees and Expenses of Mutual Funds, 2006 (pdf)

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News Release

ICI Welcomes SEC Scrutiny of Rule 12b-1, June 2007

ICI Welcomes SEC Scrutiny of Rule 12b-1 Washington, DC, June 19, 2007 – Paul Schott Stevens...