Date: December 19, 2011 Sample Glossary of Investment-Related Terms for Disclosures To Retirement Plan Participants (doc)
Date: December 19, 2011 Sample Glossary of Investment-Related Terms for Disclosures to Retirement Plan Participants (pdf)
Date: December 17, 2011 Institute Letter to Department of Labor on Issuance of 408(b)(2) Final Regulation (pdf)
Date: December 7, 2011 Institute Comment Letter on FINRA's Proposed Amendments to Advertising Rules (pdf)