Date: June 10, 2009 ICI Comments on FINRA Proposal to Require Members to Send Account Statements Monthly Rather Than Quarterly
Date: June 8, 2009 ICI Comment Letter on FinCEN's Proposed Rules and Guidance on Suspicious Activity Reporting (pdf)
Date: June 4, 2009 ICI Comment Letter on FINRA Notice to Members on Reporting of Personal Securities Transactions
Date: June 1, 2009 ICI Submits Comments to IRS Regarding 403(b) Prototype Program and Sample Plan Language
Date: May 28, 2009 Institute's Tax Recommendations for 2009-2010 Treasury/IRS Guidance Priority List (pdf)
Date: May 21, 2009 ICI Comment Letter: IOSCO Consultation Report on "Direct Electronic Access" Arrangements