Date: March 12, 2020 Letter to SEC Chair Clayton on Request for Commission Action to Protect Closed-End Fund Shareholders (pdf)
Date: March 12, 2020 Recommendations Regarding the Availability of Closed-End Fund Takeover Defenses (pdf)
Date: March 12, 2020 ICI Files Comment Letter with the SEC on Proposal to Update Accredited Investor and Qualified Institutional Buyer Definitions (pdf)
Date: March 12, 2020 ICI Urges the SEC to Strengthen the Ability of Closed-End Funds to Defend Against Activist Campaigns
Date: March 2, 2020 ICI Files Comment Letter with CFTC Supporting Prohibition on Post-Trade Name Give-Up (pdf)