Date: March 12, 2007 Institute Comment Letter on SEC Proposal to Implement the Credit Rating Agency Reform Act (pdf)
Date: March 9, 2007 Institute Comment Letter on Proposed Investment Adviser Antifraud Rules and New Category of Accredited Investor (pdf)
Date: March 5, 2007 Institute Letter on NASD and NYSE Proposals Relating to Research Analyst Conflicts of Interest (pdf)
Date: February 26, 2007 Institute Comment Letter on PCAOB Proposal Relating to Audits of Internal Control Over Financial Reporting (pdf)
Date: February 22, 2007 Institute Submits Letter Supporting Federal Conformity Legislation in Illinois
Date: February 14, 2007 Joint Letter Backing Senate Resolution on U.S. Market Competitiveness, February 2007
Date: February 9, 2007 ICI Encourages Other Associations to Alert Their Members to the April 16th Compliance Date for the Redemption Fee Rule (pdf)